Some Democrat-led states are drafting measures for investment-broker conduct rules in response to what they see as inadequate SEC standards
The state-level rule-making, primarily in states led by Democrats, comes as the Securities and Exchange Commission moves to finish its own national conduct requirements
for brokers paid by commission for investment advice. At issue are concerns about conflicts of interest, such as pay incentives that favor some investment products over others.
Deutschland Neuesten Nachrichten, Deutschland Schlagzeilen
Similar News:Sie können auch ähnliche Nachrichten wie diese lesen, die wir aus anderen Nachrichtenquellen gesammelt haben.
Retirees are flocking to these 3 states — and fleeing these 3 states in drovesNew Mexico has the top honor of being the number one retirement destination, according to a study from United Van Lines. Here's what you should know before you leave your state for a new locale.
Weiterlesen »
Opinion | A Silly Lawsuit Over School LunchesOpinion: If states don’t agree with the federal government on nutritional standards for school lunch programs, they ought to spearhead changes of their own, writes senatorshoshana
Weiterlesen »
Why Democrats would be dumb to pursue impeachment nowThursday's release of the 400-plus-page Mueller report detailing a 22-month investigation into Russian interference in the 2016 election creates a stark choice for congressional Democrats: Do they, or do they not, pursue impeachment proceedings built around the evidence unearthed in the report that suggests President Donald Trump repeatedly sought to meddle in the investigation?
Weiterlesen »
Eastern Libya parliament head says forces will push Tripoli campaignEastern Libyan forces will pursue their advance on the capital Tripoli, the head...
Weiterlesen »
South Korea's Moon pushes for summit with North Korea's Kim despite nuclear standoffSouth Korea's President Moon Jae-in said on Monday he will pursue 'in ...
Weiterlesen »
As Dems debate Medicare for All, a less radical idea stalls in blue statesThis was supposed to be the year blue states created government-run health insurance plans. But legislation around the country to craft a so-called public option has stalled over political and financial roadblocks
Weiterlesen »
A snapshot of where migrants go after release into the United StatesAnnunciation House, a nonprofit organization, recorded where 1,545 migrants went after leaving an El Paso shelter during the month of February. Many went to the Southeast and Midwest, not traditional landing spots for migrants.
Weiterlesen »
Salmonella outbreak across 9 states is linked to pre-cut melons, CDC says; 93 people infectedThe pre-cut melon products have been recalled from Whole Foods, Kroger and other retailers across nine states reporting infections.
Weiterlesen »
Ground beef responsible for E. coli outbreak in six states, 109 people sick: CDCAn E. coli outbreak affecting 109 people in six states has been traced back to ground beef as the likely source, the CDC said.
Weiterlesen »